Webb-site Legacy

Ho, Kwong Chak 何光澤

SFC ID:AAB154

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIPER JAFFRAY ASIA FUTURES LIMITED	RO	Dealing in futures contracts	2004-02-13	2005-07-27
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	Advising on securities	2003-10-29	2005-11-01
	RO	Dealing in securities	2003-10-29	2005-11-01
	Rep	Advising on securities	2003-09-09	2003-10-29
	Rep	Dealing in securities	2003-09-09	2003-10-29
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	-	2003-07-17
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2003-07-17
	Rep	Dealing in futures contracts	-	2003-07-17
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	RO	Advising on securities	-	2003-07-17
	RO	Providing automated trading services	-	2003-07-17
	RO	Dealing in securities	-	2003-07-17