Kwok, Ana 郭安妮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-03-10	2010-08-07
	Rep	Dealing in securities	2004-03-10	2010-08-07
CLSA FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-03-09
	Rep	Asset management	-	2004-03-09
	Rep	Dealing in futures contracts	-	2004-03-09
CLSA LIMITED	Rep	Advising on corporate finance	-	2004-03-09
	Rep	Advising on securities	-	2004-03-09
	Rep	Asset management	-	2004-03-09
	Rep	Dealing in securities	-	2004-03-09

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-03-10	2010-08-07
	Rep	Dealing in securities	2004-03-10	2010-08-07
CLSA FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-03-09
	Rep	Asset management	-	2004-03-09
	Rep	Dealing in futures contracts	-	2004-03-09
CLSA LIMITED	Rep	Advising on corporate finance	-	2004-03-09
	Rep	Advising on securities	-	2004-03-09
	Rep	Asset management	-	2004-03-09
	Rep	Dealing in securities	-	2004-03-09