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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 100696)
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Public Disciplinary Actions
Corporate investor convicted of illegal short selling
SFC, 05-Sep-2013
The company is 100%-owned by Hao Wen Holdings Ltd (8019), although the SFC chooses not to say so.
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Retail investor Mr Law Kwong Shing convicted of illegal short selling
SFC, 25-Jul-2013
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