| CHINA XIN YONGAN FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2007-04-20 | 2007-06-30 |
| CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2006-09-20 | 2007-06-30 |
| Rep | Dealing in futures contracts | 2006-07-06 | 2006-09-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-07-06 | 2007-06-30 |
| WING FUNG FUTURES LIMITED | RO | Dealing in futures contracts | 2006-04-21 | 2006-06-15 |
| WING FUNG SECURITIES LIMITED | RO | Dealing in securities | 2005-10-13 | 2006-06-15 |
| Rep | Dealing in securities | 2005-08-31 | 2005-10-13 |
| INTERCHINA FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-08-28 |
| Rep | Asset management | - | 2003-08-28 |
| Rep | Dealing in futures contracts | - | 2004-09-07 |
| INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-08-28 |
| Rep | Advising on securities | - | 2003-08-28 |
| Rep | Asset management | - | 2003-08-28 |
| Rep | Dealing in securities | - | 2004-09-07 |