Personnel Hong Kong SFC License Details (ID 100863)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	RO	Advising on securities	2004-03-24	2005-04-22
	RO	Dealing in securities	2004-03-24	2005-04-22
DAIWA SECURITIES SMBC (ASIA) LIMITED	RO	Dealing in securities	2004-03-24	2005-04-22
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	-	2004-03-02
	Rep	Asset management	-	2004-03-02
	Rep	Advising on securities	-	2004-03-24