| HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-01-11 | 2011-03-25 |
| QUEST STOCKBROKERS (HK) LIMITED | RO | Dealing in securities | 2005-08-11 | 2009-04-01 |
| Rep | Dealing in securities | 2005-05-09 | 2005-08-11 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-04-23 | 2005-05-03 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2004-03-08 |
| Rep | Asset management | - | 2004-03-08 |
| Rep | Dealing in futures contracts | - | 2004-03-08 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Providing automated trading services | - | 2003-09-11 |
| RO | Advising on corporate finance | - | 2004-03-08 |
| RO | Advising on securities | - | 2004-03-08 |
| RO | Asset management | - | 2004-03-08 |
| RO | Dealing in securities | - | 2004-03-08 |