Personnel Hong Kong SFC License Details (ID 103289)

Personnel Hong Kong SFC License Details (ID 103289)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-10-11	2021-07-28
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-10-11	2021-07-28
XinKong International Securities Limited	Rep	Dealing in securities	2011-03-11	2011-06-01
	Rep	Dealing in futures contracts	2010-11-30	2011-06-01
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2004-10-29	2008-03-20
	Rep	Dealing in futures contracts	2003-06-26	2004-04-08
CELESTIAL COMMODITIES LIMITED	Rep	Advising on futures contracts	-	2003-04-08
	Rep	Asset management	-	2003-04-08
	Rep	Providing automated trading services	-	2003-04-08
	Rep	Dealing in futures contracts	-	2003-04-08