Personnel Hong Kong SFC License Details (ID 103299)

Personnel Hong Kong SFC License Details (ID 103299)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2017-10-04	2021-10-11
	Rep	Dealing in securities	2017-08-07	2017-10-04
CGS International Securities Hong Kong Limited	RO	Dealing in securities	2013-12-11	2017-05-05
	Rep	Dealing in securities	2012-07-03	2013-12-11
CLSA FUTURES LIMITED	Rep	Advising on futures contracts	2003-12-29	2010-05-14
	Rep	Dealing in futures contracts	2003-12-29	2010-05-14
CLSA LIMITED	Rep	Advising on securities	2003-12-29	2010-05-14
	Rep	Dealing in securities	2003-12-29	2010-05-14