Roche, Thomas Damian (SFC:ACU450)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA FUTURES LIMITED	RO	Dealing in futures contracts	2003-07-25	2004-12-13
CLSA LIMITED	RO	Dealing in securities	2003-07-25	2004-12-13
CLSA FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-06-10
	Rep	Asset management	-	2003-06-10
	Rep	Dealing in futures contracts	-	2003-07-25
CLSA LIMITED	Rep	Advising on corporate finance	-	2003-06-10
	Rep	Advising on securities	-	2003-06-10
	Rep	Asset management	-	2003-06-10
	Rep	Dealing in securities	-	2003-07-25

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA FUTURES LIMITED	RO	Dealing in futures contracts	2003-07-25	2004-12-13
CLSA LIMITED	RO	Dealing in securities	2003-07-25	2004-12-13
CLSA FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-06-10
	Rep	Asset management	-	2003-06-10
	Rep	Dealing in futures contracts	-	2003-07-25
CLSA LIMITED	Rep	Advising on corporate finance	-	2003-06-10
	Rep	Advising on securities	-	2003-06-10
	Rep	Asset management	-	2003-06-10
	Rep	Dealing in securities	-	2003-07-25