| Springboard Capital Limited | RO | Advising on securities | 2019-01-11 | - |
| RO | Asset management | 2019-01-11 | - |
| Rep | Advising on securities | 2013-07-24 | 2019-01-11 |
| Rep | Asset management | 2013-07-24 | 2019-01-11 |
| ASPEN HILL PARTNERS (HONG KONG) LIMITED | RO | Advising on securities | 2011-12-07 | 2013-04-20 |
| RO | Asset management | 2011-12-07 | 2013-04-20 |
| Rep | Advising on securities | 2011-10-03 | 2011-12-07 |
| Rep | Asset management | 2011-10-03 | 2011-12-07 |
| Springboard Capital Limited | Rep | Advising on securities | 2011-03-07 | 2011-09-30 |
| Rep | Asset management | 2011-03-07 | 2011-09-30 |
| Penjing Asset Management (HK) Limited | Rep | Advising on securities | 2010-02-23 | 2011-03-06 |
| Rep | Asset management | 2010-02-23 | 2011-03-06 |
| ASPEN HILL PARTNERS (HONG KONG) LIMITED | RO | Advising on securities | 2008-12-09 | 2010-01-31 |
| RO | Asset management | 2008-12-09 | 2010-01-31 |
| CHIRIN CAPITAL HONG KONG LIMITED | RO | Asset management | 2006-08-10 | 2007-09-30 |
| CLSA FUTURES LIMITED | Rep | Asset management | 2003-04-01 | 2004-03-18 |
| Rep | Advising on futures contracts | 2003-04-01 | 2006-01-31 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-01-31 |
| CLSA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-18 |
| Rep | Asset management | 2003-04-01 | 2004-03-18 |
| Rep | Advising on securities | 2003-04-01 | 2006-01-31 |
| Rep | Dealing in securities | 2003-04-01 | 2006-01-31 |