Liu, Chung Hong (SFC:ADB508) 廖仲康

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	Dealing in securities	2003-11-05	2004-04-22
	Rep	Dealing in securities	2003-09-08	2003-09-19
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2003-05-29
	Rep	Asset management	-	2003-05-29
	Rep	Dealing in futures contracts	-	2003-06-02
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-29
	Rep	Advising on securities	-	2003-05-29
	Rep	Asset management	-	2003-05-29
	Rep	Providing automated trading services	-	2003-06-02
	Rep	Dealing in securities	-	2003-06-02
SHENYIN WANGUO BROKERAGE (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-29
	Rep	Advising on securities	-	2003-05-29
	Rep	Asset management	-	2003-05-29
	Rep	Dealing in securities	-	2003-05-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	Dealing in securities	2003-11-05	2004-04-22
	Rep	Dealing in securities	2003-09-08	2003-09-19
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2003-05-29
	Rep	Asset management	-	2003-05-29
	Rep	Dealing in futures contracts	-	2003-06-02
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-29
	Rep	Advising on securities	-	2003-05-29
	Rep	Asset management	-	2003-05-29
	Rep	Providing automated trading services	-	2003-06-02
	Rep	Dealing in securities	-	2003-06-02
SHENYIN WANGUO BROKERAGE (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-29
	Rep	Advising on securities	-	2003-05-29
	Rep	Asset management	-	2003-05-29
	Rep	Dealing in securities	-	2003-05-29