| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2021-06-07 | - |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2021-05-21 |
| Rep | Dealing in securities | 2016-09-02 | 2017-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-07-20 | 2016-08-03 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2015-07-20 | 2016-08-03 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2013-06-20 | 2015-06-19 |
| Glory Sun Securities Limited | Rep | Dealing in securities | 2013-05-20 | 2013-06-08 |
| BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2011-11-07 | 2013-01-25 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-06-05 | 2011-09-01 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-06-05 | 2011-09-01 |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2006-06-22 | 2007-06-01 |
| Rep | Dealing in futures contracts | 2006-06-22 | 2007-06-01 |
| Rep | Dealing in securities | 2006-06-22 | 2007-06-01 |
| CLSA FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-03-18 |
| Rep | Asset management | 2003-04-01 | 2004-03-18 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-05-30 |
| CLSA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-18 |
| Rep | Advising on securities | 2003-04-01 | 2004-03-18 |
| Rep | Asset management | 2003-04-01 | 2004-03-18 |
| Rep | Dealing in securities | 2003-04-01 | 2006-05-30 |