| Manford Financial Limited | RO | Advising on securities | 2022-09-15 | - |
| RO | Asset management | 2022-09-15 | - |
| RO | Dealing in securities | 2022-09-15 | - |
| Rep | Advising on securities | 2022-07-28 | 2022-09-15 |
| Rep | Asset management | 2022-07-28 | 2022-09-15 |
| Rep | Dealing in securities | 2022-07-28 | 2022-09-15 |
| Grand Profit Financial Company Limited | RO | Advising on securities | 2020-01-22 | 2022-07-22 |
| RO | Asset management | 2020-01-22 | 2022-07-22 |
| Rep | Advising on securities | 2019-12-30 | 2020-01-22 |
| Rep | Asset management | 2019-12-30 | 2020-01-22 |
| Ferran Securities Limited | RO | Advising on securities | 2017-03-03 | 2019-12-21 |
| RO | Dealing in securities | 2017-03-03 | 2019-12-21 |
| Rep | Advising on securities | 2017-01-17 | 2017-03-03 |
| Rep | Dealing in securities | 2017-01-17 | 2017-03-03 |
| China Jianxin Financial Services Limited | RO | Advising on securities | 2011-07-24 | 2016-12-21 |
| RO | Dealing in securities | 2011-07-24 | 2016-12-21 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-06-24 | 2011-07-06 |
| Rep | Dealing in securities | 2011-06-24 | 2011-07-06 |
| China Jianxin Financial Services Limited | Rep | Dealing in securities | 2010-09-01 | 2011-06-17 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2007-10-08 | 2010-08-16 |
| Rep | Dealing in securities | 2004-03-30 | 2010-08-16 |
| DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Dealing in securities | 2004-03-30 | 2005-06-09 |
| DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-03-30 | 2007-11-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-11-14 | 2004-03-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-11-14 | 2004-03-23 |
| VALUE PARTNERS LIMITED | Rep | Asset management | 2003-05-05 | 2003-08-06 |