Personnel Hong Kong SFC License Details (ID 104338)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Qeelyn Analytics Asset Management Limited	RO	Advising on securities	2023-05-02	-
	RO	Asset management	2023-05-02	-
Suparna Capital Management Limited	RO	Advising on securities	2020-08-03	2021-09-30
	RO	Asset management	2020-08-03	2021-09-30
Sky Wealth Asset Management Company Limited	RO	Advising on securities	2018-11-29	2020-02-21
	RO	Asset management	2018-11-29	2020-02-21
PAOCHU INVESTMENT ADVISORY LIMITED	RO	Advising on securities	2014-08-25	2018-09-04
	RO	Asset management	2014-08-25	2018-09-04
	Rep	Advising on securities	2014-06-11	2014-08-25
	Rep	Asset management	2014-06-11	2014-08-25
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2014-03-11	2014-05-07
	Rep	Dealing in securities	2014-03-11	2014-05-07
Beijing Securities Limited	RO	Advising on securities	2012-12-24	2013-01-29
	RO	Dealing in securities	2012-12-24	2013-01-29
	Rep	Advising on securities	2012-11-22	2012-12-24
	Rep	Dealing in securities	2012-11-22	2012-12-24
BOA INTERNATIONAL SECURITIES LIMITED	RO	Dealing in futures contracts	2012-05-02	2012-11-20
	RO	Dealing in securities	2012-05-02	2012-11-20
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2011-01-05	2011-03-10
	Rep	Asset management	2011-01-05	2011-03-10
	Rep	Dealing in futures contracts	2011-01-05	2011-03-10
	Rep	Dealing in securities	2011-01-05	2011-03-10
	RO	Advising on securities	2010-04-21	2011-01-05
	RO	Dealing in futures contracts	2009-06-22	2011-01-05
	RO	Asset management	2009-05-25	2011-01-05
	RO	Dealing in securities	2007-04-04	2011-01-05
KWAI HUNG SECURITIES COMPANY LIMITED	RO	Dealing in securities	2005-11-17	2006-11-11
	Rep	Dealing in securities	2005-10-12	2005-11-17
TAI SHING STOCK INVESTMENT CO. LIMITED	RO	Advising on securities	2003-09-22	2005-04-04
	RO	Dealing in securities	2003-09-22	2005-04-04
	Rep	Advising on corporate finance	2003-04-01	2003-08-02
	Rep	Asset management	2003-04-01	2003-08-02
	Rep	Advising on securities	2003-04-01	2003-09-22
	Rep	Dealing in securities	2003-04-01	2003-09-22