Personnel Hong Kong SFC License Details (ID 104705)

Personnel Hong Kong SFC License Details (ID 104705)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2010-11-04	2011-06-01
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-11-04	2011-06-01
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-28	2010-10-30
	Rep	Advising on corporate finance	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Advising on securities	-	2003-10-20
	Rep	Dealing in securities	-	2010-10-30
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	-	2003-10-20
	Rep	Asset management	-	2003-10-20
	Rep	Dealing in futures contracts	-	2003-12-10