Personnel Hong Kong SFC License Details (ID 104724)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2007-10-10	2009-03-04
	Rep	Advising on securities	2007-10-10	2009-03-04
CLSA LIMITED	Rep	Dealing in securities	2007-09-14	2007-10-12
Morgan Stanley Asia Limited	Rep	Dealing in securities	2005-05-23	2007-07-25