| Quam Securities Limited | Rep | Dealing in futures contracts | 2011-01-14 | 2011-07-01 |
| Rep | Dealing in securities | 2011-01-14 | 2011-07-01 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-06-03 | 2010-12-01 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-03 | 2010-12-01 |
| Well Link International Securities Limited | Rep | Dealing in futures contracts | 2010-01-08 | 2010-05-08 |
| WINWIN SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-08 | 2010-05-08 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-03-10 | 2010-01-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-10 | 2010-01-01 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-03-15 | 2008-02-16 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-03-15 | 2008-02-16 |
| Well Link International Securities Limited | Rep | Dealing in futures contracts | 2006-09-25 | 2007-03-10 |
| WINWIN SECURITIES LIMITED | Rep | Dealing in securities | 2006-09-25 | 2007-03-10 |
| VC BROKERAGE LIMITED | Rep | Dealing in securities | 2003-12-16 | 2006-09-15 |
| VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-12-16 | 2006-09-15 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2003-05-29 |
| Rep | Asset management | - | 2003-05-29 |
| Rep | Dealing in futures contracts | - | 2003-12-15 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2003-05-29 |
| Rep | Advising on securities | - | 2003-05-29 |
| Rep | Asset management | - | 2003-05-29 |
| Rep | Providing automated trading services | - | 2003-09-11 |
| Rep | Dealing in securities | - | 2003-12-15 |
| SHENYIN WANGUO BROKERAGE (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2003-05-29 |
| Rep | Advising on securities | - | 2003-05-29 |
| Rep | Asset management | - | 2003-05-29 |
| Rep | Dealing in securities | - | 2003-05-29 |