Personnel Hong Kong SFC License Details (ID 104934)

Personnel Hong Kong SFC License Details (ID 104934)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2016-06-17	2022-03-16
	RO	Dealing in futures contracts	2016-06-17	2022-03-16
	RO	Dealing in securities	2016-06-17	2022-03-16
	Rep	Advising on securities	2016-02-25	2016-06-17
	Rep	Dealing in futures contracts	2016-02-25	2016-06-17
	Rep	Dealing in securities	2016-02-25	2016-06-17
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2004-04-02
	Rep	Advising on securities	-	2004-09-20
	Rep	Asset management	-	2004-09-20
JPMorgan Funds (Asia) Limited	Rep	Advising on corporate finance	-	2004-04-02
	Rep	Advising on securities	-	2004-04-02
	Rep	Asset management	-	2004-04-02
	Rep	Dealing in securities	-	2004-09-20