Personnel Hong Kong SFC License Details (ID 105146)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Creat Capital Company Limited	RO	Advising on securities	2012-02-01	2013-03-31
	RO	Asset management	2012-02-01	2013-03-31
CINDA INTERNATIONAL RESEARCH LIMITED	RO	Advising on securities	2010-07-26	2011-05-01
CINDA INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2010-03-15	2011-05-01
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Asset management	2010-02-03	2010-06-22
CINDA INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2009-12-17	2011-05-01
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2009-11-20	2010-06-22
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-11-20	2010-03-15
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-11-20	2009-12-17
CELESTIAL SECURITIES LIMITED	RO	Dealing in securities	2009-06-25	2009-09-07
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2009-06-16	2009-09-07
CELESTIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2009-06-16	2009-09-07
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-06-16	2009-09-07
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-03-17	2009-06-25
CGS International Securities Hong Kong Limited	RO	Dealing in securities	2008-10-03	2009-03-06
	Rep	Dealing in securities	2008-08-12	2008-10-03
SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED	RO	Dealing in securities	2007-08-17	2008-08-11
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	RO	Dealing in securities	2003-07-17	2008-08-11
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on securities	-	2003-05-20
	Rep	Asset management	-	2003-05-20
	Rep	Advising on corporate finance	-	2008-08-11
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2003-05-20
	Rep	Asset management	-	2003-05-20
	Rep	Dealing in futures contracts	-	2008-08-11
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-20
	Rep	Advising on securities	-	2003-05-20
	Rep	Asset management	-	2003-05-20
	Rep	Dealing in securities	-	2003-07-17
	Rep	Providing automated trading services	-	2003-09-11