Personnel Hong Kong SFC License Details (ID 105563)

Personnel Hong Kong SFC License Details (ID 105563)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2004-12-06	2005-05-25
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2004-12-06	2005-05-25
HOORAY SECURITIES LIMITED	Rep	Dealing in securities	2004-03-15	2004-12-03
VERCAP Financial Services Limited	Rep	Dealing in futures contracts	2004-03-15	2004-12-03
SHUN LOONG FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-02-03
	Rep	Asset management	-	2004-02-03
	Rep	Providing automated trading services	-	2004-02-03
	Rep	Dealing in futures contracts	-	2004-02-03
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2004-02-03
	Rep	Advising on securities	-	2004-02-03
	Rep	Asset management	-	2004-02-03
	Rep	Providing automated trading services	-	2004-02-03
	Rep	Dealing in securities	-	2004-02-03