| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CLSA LIMITED | Rep | Dealing in securities | 2008-09-18 | 2009-12-31 |
| ETRADE SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2006-05-09 | 2007-11-09 |
| RO | Dealing in securities | 2006-05-09 | 2007-11-09 | |
| ETRADE SECURITIES LIMITED | RO | Advising on securities | 2006-05-09 | 2007-10-31 |
| RO | Dealing in securities | 2006-05-09 | 2007-10-31 | |
| Virtu ITG Hong Kong Limited | Rep | Providing automated trading services | 2004-03-01 | 2006-03-31 |
| Rep | Dealing in securities | 2004-03-01 | 2006-03-31 | |
| HOENIG (FAR EAST) LIMITED | Rep | Advising on corporate finance | - | 2004-02-19 |
| Rep | Asset management | - | 2004-02-19 | |
| Rep | Advising on securities | - | 2004-02-29 |