Personnel Hong Kong SFC License Details (ID 106193)

Personnel Hong Kong SFC License Details (ID 106193)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Towers Watson Investment Services Hong Kong Limited	Rep	Asset management	2023-05-19	2025-09-03
	RO	Advising on securities	2020-09-08	2025-09-03
	RO	Dealing in securities	2020-09-08	2025-09-03
	Rep	Advising on securities	2020-09-01	2020-09-08
	Rep	Dealing in securities	2020-09-01	2020-09-08
American Century Investment Management (Asia Pacific) Limited	Rep	Advising on securities	2014-10-31	2020-04-21
	Rep	Dealing in securities	2014-10-31	2020-04-21
MACQUARIE CAPITAL LIMITED	Rep	Providing automated trading services	2003-07-04	2004-03-22
	Rep	Dealing in securities	2003-07-04	2004-07-23
CLSA LIMITED	Rep	Advising on corporate finance	-	2003-07-02
	Rep	Advising on securities	-	2003-07-02
	Rep	Asset management	-	2003-07-02
	Rep	Dealing in securities	-	2003-07-02