| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-07-31 | 2010-06-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-07-31 | 2010-06-01 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2007-10-27 | 2008-06-03 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-06-25 | 2007-07-14 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-05-30 | 2007-07-14 |
| Anuenue Securities Limited | Rep | Dealing in securities | 2007-05-15 | 2007-05-21 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-04-20 | 2007-03-12 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-11-01 | 2007-03-12 |
| JS SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | - | 2003-09-01 |
| Rep | Advising on securities | - | 2003-09-01 |
| Rep | Asset management | - | 2003-09-01 |
| Rep | Providing automated trading services | - | 2003-09-01 |
| Rep | Dealing in securities | - | 2003-09-01 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | - | 2003-09-01 |
| Rep | Advising on securities | - | 2003-09-01 |
| Rep | Asset management | - | 2003-09-01 |
| Rep | Providing automated trading services | - | 2003-09-01 |
| Rep | Dealing in securities | - | 2003-09-01 |