Personnel Hong Kong SFC License Details (ID 107444)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLVSIN CAPITAL LIMITED	Rep	Asset management	2021-08-05	2023-08-31
	RO	Asset management	2021-01-07	2021-08-05
	RO	Advising on securities	2021-01-07	2023-08-31
	RO	Dealing in securities	2021-01-07	2023-08-31
	Rep	Advising on securities	2020-11-23	2021-01-07
	Rep	Dealing in securities	2020-11-23	2021-01-07
CITIC Securities (Hong Kong) Limited	RO	Advising on corporate finance	2018-08-27	2019-08-21
	RO	Advising on securities	2018-08-27	2019-08-21
CLSA LIMITED	RO	Advising on securities	2018-08-27	2019-08-21
	RO	Dealing in securities	2018-08-27	2019-08-21
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2018-03-12	2018-08-27
	Rep	Advising on securities	2018-03-12	2018-08-27
CLSA LIMITED	Rep	Advising on securities	2018-03-12	2018-08-27
	Rep	Dealing in securities	2018-03-12	2018-08-27
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-06-01	2011-08-17
	Rep	Advising on securities	2010-06-01	2011-08-17
	Rep	Dealing in securities	2010-06-01	2011-08-17
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-06-01	2011-08-17
	Rep	Advising on securities	2010-06-01	2011-08-17
	Rep	Dealing in securities	2010-06-01	2011-08-17