To, Tsz Wai (SFC:AFU687) 杜子偉

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Luxence Capital Limited	RO	Asset management	2024-09-27	-
	Rep	Asset management	2024-07-31	2024-09-27
VL ASSET MANAGEMENT LIMITED	RO	Asset management	2020-09-08	2024-07-15
Ginger Capital Advisory Limited	RO	Advising on securities	2011-06-01	2013-07-19
	RO	Asset management	2011-06-01	2013-07-19
HAMON ASIAN ADVISORS LIMITED	RO	Advising on securities	2008-06-16	2010-07-31
	RO	Asset management	2008-06-16	2010-07-31
HAMON ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2008-06-16	2010-07-31
	RO	Advising on securities	2008-06-16	2010-07-31
	RO	Asset management	2008-06-16	2010-07-31
PFP Capital Limited	RO	Advising on futures contracts	2008-06-16	2010-07-31
	RO	Advising on securities	2008-06-16	2010-07-31
	RO	Asset management	2008-06-16	2010-07-31
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2006-06-08	2008-06-16
PFP Capital Limited	Rep	Advising on futures contracts	2006-06-08	2008-06-16
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2005-05-18	2008-06-16
	Rep	Asset management	2005-05-18	2008-06-16
PFP Capital Limited	Rep	Advising on securities	2005-05-18	2008-06-16
	Rep	Asset management	2005-05-18	2008-06-16
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2003-04-01	2005-02-07
	Rep	Advising on securities	2003-04-01	2005-02-07
	Rep	Asset management	2003-04-01	2005-02-07
	Rep	Dealing in securities	2003-04-01	2005-03-10
DAIWA SECURITIES SMBC (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-02-07
	Rep	Advising on securities	2003-04-01	2005-02-07
	Rep	Asset management	2003-04-01	2005-02-07
	Rep	Dealing in securities	2003-04-01	2005-02-07
DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2003-04-01	2005-02-07
	Rep	Asset management	2003-04-01	2005-02-07
	Rep	Dealing in futures contracts	2003-04-01	2005-03-10

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Luxence Capital Limited	RO	Asset management	2024-09-27	-
	Rep	Asset management	2024-07-31	2024-09-27
VL ASSET MANAGEMENT LIMITED	RO	Asset management	2020-09-08	2024-07-15
Ginger Capital Advisory Limited	RO	Advising on securities	2011-06-01	2013-07-19
	RO	Asset management	2011-06-01	2013-07-19
HAMON ASIAN ADVISORS LIMITED	RO	Advising on securities	2008-06-16	2010-07-31
	RO	Asset management	2008-06-16	2010-07-31
HAMON ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2008-06-16	2010-07-31
	RO	Advising on securities	2008-06-16	2010-07-31
	RO	Asset management	2008-06-16	2010-07-31
PFP Capital Limited	RO	Advising on futures contracts	2008-06-16	2010-07-31
	RO	Advising on securities	2008-06-16	2010-07-31
	RO	Asset management	2008-06-16	2010-07-31
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2006-06-08	2008-06-16
PFP Capital Limited	Rep	Advising on futures contracts	2006-06-08	2008-06-16
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2005-05-18	2008-06-16
	Rep	Asset management	2005-05-18	2008-06-16
PFP Capital Limited	Rep	Advising on securities	2005-05-18	2008-06-16
	Rep	Asset management	2005-05-18	2008-06-16
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2003-04-01	2005-02-07
	Rep	Advising on securities	2003-04-01	2005-02-07
	Rep	Asset management	2003-04-01	2005-02-07
	Rep	Dealing in securities	2003-04-01	2005-03-10
DAIWA SECURITIES SMBC (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-02-07
	Rep	Advising on securities	2003-04-01	2005-02-07
	Rep	Asset management	2003-04-01	2005-02-07
	Rep	Dealing in securities	2003-04-01	2005-02-07
DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2003-04-01	2005-02-07
	Rep	Asset management	2003-04-01	2005-02-07
	Rep	Dealing in futures contracts	2003-04-01	2005-03-10