Personnel Hong Kong SFC License Details (ID 108486)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in securities	2018-09-03	2020-07-31
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-09-27	2011-10-20
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2009-05-25	2010-07-15
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2005-09-15	2005-10-01
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-07-02	2004-10-28