| Hong Kong Main Fund Securities Limited | RO | Advising on securities | 2026-02-26 | - |
| RO | Asset management | 2026-02-26 | - |
| Rep | Advising on securities | 2026-02-04 | 2026-02-26 |
| Rep | Asset management | 2026-02-04 | 2026-02-26 |
| InsightNova Capital Limited | RO | Advising on securities | 2025-09-26 | 2025-11-25 |
| RO | Asset management | 2025-09-26 | 2025-11-25 |
| Redient Capital HK Limited | RO | Advising on securities | 2021-07-22 | 2025-06-21 |
| RO | Asset management | 2021-07-22 | 2025-06-21 |
| Rep | Advising on securities | 2021-06-25 | 2021-07-22 |
| Rep | Asset management | 2021-06-25 | 2021-07-22 |
| BOMAN CAPITAL (HONG KONG) LIMITED | RO | Advising on securities | 2020-08-05 | 2021-05-31 |
| RO | Asset management | 2020-08-05 | 2021-05-31 |
| Solshire International Capital Management (HK) Limited | RO | Advising on securities | 2018-11-15 | 2019-12-01 |
| RO | Asset management | 2018-11-15 | 2019-12-01 |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2018-03-08 | 2018-04-09 |
| Black Marble Securities Limited | RO | Dealing in securities | 2016-12-22 | 2018-02-26 |
| Rep | Dealing in securities | 2016-10-25 | 2016-12-22 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | Dealing in securities | 2016-06-08 | 2016-07-29 |
| Rep | Dealing in securities | 2015-10-07 | 2016-06-08 |
| Rep | Advising on corporate finance | 2015-10-07 | 2016-07-29 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-05-22 | 2015-09-12 |
| ABCI Securities Company Limited | Rep | Advising on securities | 2013-02-25 | 2014-11-19 |
| Rep | Dealing in securities | 2012-04-20 | 2014-11-19 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-02-18 | 2011-06-30 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-01-16 | 2011-06-30 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2007-08-16 | 2007-12-20 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-27 | 2007-07-31 |
| TOYO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-07-09 | 2007-05-14 |
| Rep | Dealing in securities | 2004-07-09 | 2007-05-14 |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-02-20 | 2004-03-19 |
| Rep | Dealing in securities | 2004-02-20 | 2004-03-19 |
| ETRADE SECURITIES LIMITED | Rep | Advising on securities | 2004-02-20 | 2004-03-19 |
| Rep | Dealing in securities | 2004-02-20 | 2004-03-19 |