Personnel Hong Kong SFC License Details (ID 109735)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-09-19	2011-01-15
SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED	Rep	Dealing in securities	2007-09-19	2011-01-15
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2005-04-18	2005-07-28
THE PRUDENTIAL ASSURANCE COMPANY LIMITED	Rep	Advising on corporate finance	-	2005-03-21
	Rep	Asset management	-	2005-03-21
	Rep	Dealing in securities	-	2005-03-21
	Rep	Advising on securities	-	2005-03-31