Personnel Hong Kong SFC License Details (ID 109953)

Personnel Hong Kong SFC License Details (ID 109953)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2004-04-02	2004-04-27
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2004-04-02	2004-04-27
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2003-12-29	2004-03-24
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-10-27	2004-03-24
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2003-07-31
	Rep	Advising on securities	-	2003-07-31
	Rep	Asset management	-	2003-07-31
	Rep	Dealing in securities	-	2003-07-31