Personnel Hong Kong SFC License Details (ID 111253)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2012-09-11	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-06-05	2010-08-31
SG Asset Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2003-06-25
	Rep	Advising on securities	2003-04-01	2003-06-25
	Rep	Asset management	2003-04-01	2003-06-25
	Rep	Providing automated trading services	2003-04-01	2003-06-25
	Rep	Dealing in securities	2003-04-01	2003-06-25