| Delta Fund Management Company Limited | RO | Advising on securities | 2026-03-26 | - |
| RO | Dealing in securities | 2026-03-26 | - |
| RO | Asset management | 2026-02-04 | - |
| Rep | Asset management | 2026-01-12 | 2026-02-04 |
| Rep | Advising on securities | 2026-01-12 | 2026-03-26 |
| Rep | Dealing in securities | 2026-01-12 | 2026-03-26 |
| Astrum Capital Management Limited (HK) | Rep | Asset management | 2024-07-04 | 2025-11-24 |
| Rep | Dealing in securities | 2024-07-04 | 2025-11-24 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2024-05-06 | 2024-06-24 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-05-06 | 2024-06-24 |
| South China Investment Management Limited | RO | Asset management | 2023-12-13 | 2024-04-18 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2023-09-01 | 2024-04-18 |
| South China Investment Management Limited | Rep | Asset management | 2023-09-01 | 2023-12-13 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2023-09-01 | 2024-04-18 |
| JMC Capital HK Limited | RO | Advising on securities | 2023-02-27 | 2023-07-13 |
| RO | Asset management | 2023-02-27 | 2023-07-13 |
| Rep | Dealing in securities | 2022-10-13 | 2023-07-13 |
| JMC Capital International Limited | Rep | Dealing in futures contracts | 2022-10-13 | 2023-07-13 |
| Rep | Dealing in securities | 2022-10-13 | 2023-07-13 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2021-02-08 | 2022-08-31 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-02-08 | 2022-08-31 |
| CHINA HANYA ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-01-23 | 2019-05-22 |
| RO | Asset management | 2017-01-23 | 2019-05-22 |
| Huge Asset Management Limited | RO | Advising on securities | 2016-04-11 | 2016-10-31 |
| RO | Asset management | 2016-04-11 | 2016-10-31 |
| FORMAX ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-06-10 | 2015-10-31 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-05-07 | 2014-04-09 |
| Changjiang Asset Management (HK) Limited | RO | Advising on securities | 2011-12-16 | 2014-04-09 |
| RO | Asset management | 2011-12-16 | 2014-04-09 |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2008-10-13 | 2011-03-01 |
| RO | Asset management | 2008-10-13 | 2011-03-01 |
| Rep | Advising on securities | 2008-08-25 | 2008-10-13 |
| Rep | Asset management | 2008-08-25 | 2008-10-13 |
| NATIONAL ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2007-09-06 | 2007-10-31 |
| GT ASSET MANAGEMENT LIMITED (d2015-03-13) | RO | Advising on securities | 2006-12-11 | 2007-06-09 |
| RO | Asset management | 2006-12-11 | 2007-07-11 |
| Rep | Advising on securities | 2006-09-01 | 2006-12-11 |
| Rep | Asset management | 2006-09-01 | 2006-12-11 |
| GT CAPITAL LIMITED | Rep | Asset management | 2006-01-10 | 2006-08-31 |
| Rep | Advising on securities | 2005-11-11 | 2006-08-31 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-06-21 | 2005-09-06 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2005-03-21 | 2005-09-06 |
| Rep | Dealing in securities | 2005-03-21 | 2005-09-06 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-03-21 | 2005-09-06 |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2004-08-19 | 2005-01-17 |
| Rep | Asset management | 2004-08-19 | 2005-01-17 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-09-22 | 2005-01-17 |
| CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2003-06-10 | 2003-07-25 |