Personnel Hong Kong SFC License Details (ID 112727)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2007-01-02	2007-04-05
CLSA LIMITED	Rep	Dealing in securities	2006-06-23	2006-09-22
	Rep	Dealing in securities	2004-03-17	2006-06-02
	Rep	Dealing in securities	2003-06-23	2004-02-15