| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2026-04-14 | - |
| Rep | Dealing in securities | 2026-04-14 | - |
| Rep | Dealing in futures contracts | 2025-12-29 | 2026-01-03 |
| Rep | Dealing in securities | 2025-12-29 | 2026-01-03 |
| SG SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2021-01-28 | 2025-04-30 |
| RO | Dealing in securities | 2021-01-28 | 2025-04-30 |
| Rep | Dealing in futures contracts | 2018-09-06 | 2021-01-28 |
| Rep | Dealing in futures contracts | 2015-08-18 | 2017-07-24 |
| Rep | Dealing in securities | 2015-08-18 | 2021-01-28 |
| HBK HONG KONG LIMITED | Rep | Asset management | 2007-09-17 | 2008-11-04 |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-07-12 | 2007-08-11 |
| CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-08-13 | 2004-06-17 |
| CLSA LIMITED | Rep | Dealing in securities | 2003-08-13 | 2004-06-17 |