Personnel Hong Kong SFC License Details (ID 112930)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	RO	Dealing in securities	2026-03-10	-
	Rep	Dealing in securities	2013-09-09	2026-03-10
ICAP Equities Asia Limited	Rep	Dealing in securities	2010-01-27	2010-03-09
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2003-09-08	2004-03-29
	Rep	Dealing in securities	2003-09-08	2004-03-29