Personnel Hong Kong SFC License Details (ID 113180)

Personnel Hong Kong SFC License Details (ID 113180)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2007-10-17	2009-05-04
	Rep	Dealing in securities	2007-10-17	2009-05-04
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2007-07-27	2007-10-13
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-07-27	2007-10-13
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2007-04-24	2007-07-26
DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-04-24	2007-07-26
MUSHK Limited	Rep	Dealing in futures contracts	2005-09-07	2007-03-01
	Rep	Dealing in securities	2005-09-01	2007-03-01
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-07-21	2005-08-29
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2003-11-11	2005-07-06