| REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in securities | 2008-04-09 | 2008-06-06 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-09-24 | 2007-12-01 |
| SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | Dealing in securities | 2007-09-03 | 2007-12-01 |
| WINTECH SECURITIES LIMITED | Rep | Dealing in securities | 2006-11-28 | 2007-08-25 |
| Boom Securities (H.K.) Limited | Rep | Dealing in securities | 2005-03-07 | 2005-04-12 |
| Win Securities Limited | Rep | Dealing in securities | 2005-03-07 | 2005-04-12 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-11-12 | 2005-01-24 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-12 | 2005-01-24 |
| REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-04-22 | 2004-08-17 |
| WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-04-22 | 2004-08-17 |