Chen, Augustine

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aletheia Analyst Network Limited	Rep	Advising on securities	2025-11-03	2026-06-03
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-05-08	2011-04-09
CLSA LIMITED	Rep	Dealing in securities	2004-09-01	2007-03-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aletheia Analyst Network Limited	Rep	Advising on securities	2025-11-03	2026-06-03
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-05-08	2011-04-09
CLSA LIMITED	Rep	Dealing in securities	2004-09-01	2007-03-29