| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-08-23 | 2014-11-07 |
| CLSA LIMITED | Rep | Dealing in securities | 2013-08-23 | 2014-11-07 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-10 | 2010-10-05 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-11-13 | 2010-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-06-02 | 2010-10-05 |
| KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-15 | 2005-01-22 |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-15 | 2005-01-22 |