Personnel Hong Kong SFC License Details (ID 115547)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2009-09-30	2010-06-14
	Rep	Dealing in securities	2009-07-14	2010-06-14
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-06-15	2009-07-06
Superfund Financial (Hong Kong) Limited	Rep	Advising on securities	2005-03-14	2007-03-22
	Rep	Dealing in securities	2005-03-14	2007-03-22