| Pamirs Capital (H.K.) Limited | Rep | Asset management | 2017-09-29 | 2017-12-29 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-02-24 | 2017-04-28 |
| Rep | Dealing in securities | 2014-02-24 | 2017-04-28 |
| Liquid Capital Markets Hong Kong Limited | RO | Dealing in futures contracts | 2010-05-28 | 2011-03-21 |
| RO | Dealing in securities | 2010-05-28 | 2011-03-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-06-16 | 2008-04-25 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-06-16 | 2008-04-25 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-06-16 | 2008-04-25 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2005-04-25 | 2005-05-23 |
| Rep | Dealing in securities | 2005-04-25 | 2005-05-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2005-04-25 | 2005-05-23 |
| Rep | Dealing in futures contracts | 2005-04-25 | 2005-05-23 |