Personnel Hong Kong SFC License Details (ID 11589830)

Personnel Hong Kong SFC License Details (ID 11589830)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2021-08-13	-
	Rep	Advising on securities	2021-08-13	-
CLSA LIMITED	Rep	Dealing in securities	2021-08-13	-
DBS ASIA CAPITAL LIMITED	Rep	Advising on securities	2019-06-18	2021-07-22
	Rep	Advising on corporate finance	2019-06-17	2021-07-22
	Rep	Dealing in securities	2019-06-17	2021-07-22
Octal Capital Limited	Rep	Advising on corporate finance	2018-01-05	2019-06-05
	Rep	Dealing in securities	2018-01-05	2019-06-05
GRAND FU INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-06-15	2017-12-29