Personnel Hong Kong SFC License Details (ID 11651347)

Personnel Hong Kong SFC License Details (ID 11651347)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lakeville Capital Management Limited	Rep	Asset management	2022-03-30	-
LAZARD ASIA (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-09-12	2021-12-17
	Rep	Advising on securities	2018-09-12	2021-12-17
	Rep	Dealing in securities	2018-09-12	2021-12-17
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2017-06-20	2018-08-18
	Rep	Advising on securities	2017-06-20	2018-08-18
CLSA LIMITED	Rep	Advising on securities	2017-06-20	2018-08-18
	Rep	Dealing in securities	2017-06-20	2018-08-18