Personnel Hong Kong SFC License Details (ID 116647)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2010-10-08	2011-04-29
MF Securities Hong Kong Limited	Rep	Advising on securities	2010-03-19	2010-07-12
CLSA RESEARCH LIMITED	Rep	Advising on securities	2007-06-07	2008-08-08
CLSA LIMITED	Rep	Dealing in securities	2005-08-18	2008-08-08