| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2026-07-07 | - |
| RO | Asset management | 2026-07-07 | - |
| RO | Dealing in securities | 2026-07-07 | - |
| Rep | Advising on securities | 2026-04-30 | 2026-07-07 |
| Rep | Asset management | 2026-04-30 | 2026-07-07 |
| Rep | Dealing in securities | 2026-04-30 | 2026-07-07 |
| Solomon JFZ (Asia) Holdings Limited | RO | Advising on securities | 2025-06-03 | 2025-12-22 |
| RO | Asset management | 2025-06-03 | 2025-12-22 |
| RO | Dealing in securities | 2025-06-03 | 2025-12-22 |
| Rep | Advising on securities | 2024-12-19 | 2025-06-03 |
| Rep | Asset management | 2024-12-19 | 2025-06-03 |
| Rep | Dealing in securities | 2024-12-19 | 2025-06-03 |
| MaiCapital Limited | RO | Advising on securities | 2020-01-09 | 2024-09-19 |
| RO | Asset management | 2019-03-18 | 2024-09-19 |
| Rep | Asset management | 2019-02-21 | 2019-03-18 |
| Rep | Advising on securities | 2019-02-21 | 2020-01-09 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2018-03-15 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-09-26 | 2018-03-15 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-09-26 | 2016-10-10 |
| Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2005-10-04 | 2008-04-07 |