Personnel Hong Kong SFC License Details (ID 11777616)

Personnel Hong Kong SFC License Details (ID 11777616)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2025-04-23	-
	Rep	Dealing in securities	2025-04-23	-
Fosun Asset Management Limited	Rep	Advising on securities	2024-08-13	2025-04-07
	Rep	Asset management	2024-08-13	2025-04-07
	Rep	Dealing in securities	2024-08-05	2025-04-07
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2021-03-29	2024-07-17
CSOP Asset Management Limited	Rep	Asset management	2019-07-09	2021-03-16
	Rep	Dealing in securities	2019-05-23	2021-03-16
JS CRESVALE CAPITAL LIMITED	Rep	Dealing in securities	2017-07-14	2019-05-15
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2017-07-14	2019-05-15