| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2026-09-28 | - |
| Rep | Asset management | 2026-09-28 | - | |
| Rep | Dealing in securities | 2026-09-28 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2026-09-28 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-10-12 | 2026-09-15 |
| Rep | Asset management | 2022-10-12 | 2026-09-15 | |
| Rep | Dealing in securities | 2022-10-12 | 2026-09-15 | |
| CDIB Capital International (Hong Kong) Corporation Limited | Rep | Advising on securities | 2022-05-03 | 2022-09-22 |
| Rep | Dealing in securities | 2022-05-03 | 2022-09-22 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-08-02 | 2021-06-01 |
No HKMA registrations in the collected records.