| ORIENT FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2020-03-03 | 2023-05-25 |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2020-03-03 | 2023-05-25 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-10-29 | 2020-03-03 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-10-29 | 2020-03-03 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2016-01-04 | 2019-07-12 |
| RO | Dealing in futures contracts | 2016-01-04 | 2019-07-12 |
| RO | Dealing in securities | 2016-01-04 | 2019-07-12 |
| Rep | Advising on securities | 2015-09-10 | 2016-01-04 |
| Rep | Dealing in futures contracts | 2015-09-10 | 2016-01-04 |
| Rep | Dealing in securities | 2015-09-10 | 2016-01-04 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2014-08-27 | 2015-09-01 |
| Everbright Securities Digital Finance (HK) Limited | RO | Dealing in securities | 2014-05-14 | 2015-09-01 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-11-29 | 2015-09-01 |
| Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2013-11-29 | 2014-05-14 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-11-29 | 2015-09-01 |
| Hafoo Securities Limited | Rep | Dealing in securities | 2010-09-16 | 2010-11-12 |
| WILSON SECURITIES LIMITED | Rep | Advising on securities | 2010-09-16 | 2010-11-12 |
| Rep | Dealing in securities | 2010-09-16 | 2010-11-12 |
| KGI ASIA LIMITED | RO | Advising on securities | 2008-06-03 | 2010-08-02 |
| RO | Dealing in securities | 2008-06-03 | 2010-08-02 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2008-06-03 | 2010-08-02 |
| RO | Dealing in securities | 2008-06-03 | 2010-08-02 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2007-11-20 | 2008-06-03 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-11-20 | 2010-08-02 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-11-20 | 2008-06-03 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2007-10-23 | 2008-06-03 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-23 | 2008-06-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-03-20 | 2007-10-11 |