Nguyen, Kim Thi

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CLSA Capital Partners HK Limited	Rep	Advising on corporate finance	2008-05-14	2010-10-27
	Rep	Advising on securities	2006-09-28	2010-10-27
	Rep	Asset management	2006-09-28	2010-10-27
CLSA LIMITED	Rep	Dealing in securities	2006-02-20	2008-05-28

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CLSA Capital Partners HK Limited	Rep	Advising on corporate finance	2008-05-14	2010-10-27
	Rep	Advising on securities	2006-09-28	2010-10-27
	Rep	Asset management	2006-09-28	2010-10-27
CLSA LIMITED	Rep	Dealing in securities	2006-02-20	2008-05-28