Personnel Hong Kong SFC License Details (ID 117918)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2008-04-07	2008-09-29
	Rep	Advising on securities	2008-04-07	2008-09-29
	Rep	Dealing in securities	2008-04-07	2008-09-29
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2008-04-07	2008-09-29
CLSA LIMITED	Rep	Dealing in securities	2006-02-20	2007-05-04