Personnel Hong Kong SFC License Details (ID 11793761)

Personnel Hong Kong SFC License Details (ID 11793761)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2025-03-27	2025-12-04
	Rep	Dealing in securities	2025-03-27	2025-12-04
Oceanpine Capital Management Limited	RO	Asset management	2022-11-11	2024-08-31
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-01-17	2019-06-21
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-12-15	2019-01-01
	Rep	Dealing in securities	2017-12-15	2019-01-01
oOo Securities (HK) Group Limited	Rep	Advising on corporate finance	2017-08-28	2017-09-15
	Rep	Advising on securities	2017-08-28	2017-09-15
	Rep	Dealing in securities	2017-08-28	2017-09-15